Seven Components of Healthcare Compliance

Sarah Jones
A hand pointing to a symbol that represents healthcare compliance examples

Healthcare organizations must follow 629 different rules and regulations. Maintaining good standing typically falls to a compliance analyst or officer while smaller hospitals and health systems may not staff such roles.

Adherence to various regulations, standards, and guidelines isn’t optional. Healthcare organizations must ensure the delivery of safe and effective healthcare services, which demands focus and organization. In this blog, we’ll outline the seven key components of compliance in healthcare and how MedTrainer helps manage these processes.

In this on-demand webinar, veteran compliance office Suzi Gausman shares her top compliance priorities as they relate to the seven components of compliance.

What is Healthcare Compliance?

Healthcare compliance is the process of following the laws, regulations, and ethical standards that govern the healthcare industry. It ensures that healthcare organizations and professionals adhere to guidelines that protect patient safety, maintain data privacy, and uphold the integrity of medical practices. Compliance is essential for operating within the legal framework, providing high-quality care, and maintaining the trust of patients and the community​.

The Seven Components of Compliance in Healthcare

  1. Policies and Procedures: Establishing clear policies and procedures that outline the organization’s commitment to compliance and detail how it will comply with relevant laws and regulations.
  2. Risk Assessment: Conducting regular risk assessments to identify potential compliance risks and vulnerabilities within the organization. This helps in proactively addressing compliance issues.
  3. Training and Education: Providing ongoing training and education to staff members to ensure they are aware of compliance requirements and can effectively implement them in their roles.
  4. Monitoring and Auditing: Regularly monitoring and auditing healthcare processes and practices to assess compliance with regulations and identify any deviations that need corrective action.
  5. Reporting and Response: Implementing a system for reporting compliance concerns or violations, and having a process for investigating and responding to these reports promptly and appropriately.
  6. Enforcement and Disciplinary Actions: Establishing a framework for enforcing compliance policies and taking disciplinary actions when violations occur. This can include corrective action plans, penalties, or legal actions as necessary.
  7. Continuous Improvement: Continuously evaluating and improving the compliance program based on the results of audits, feedback, and changes in regulations to ensure ongoing compliance.

These components work together to create a comprehensive compliance program that helps healthcare organizations meet legal and ethical standards while delivering high-quality care to patients.

Follow the Seven Components of Healthcare Compliance

MedTrainer, with its comprehensive suite of tools and resources, offers valuable support to healthcare organizations as they undertake this critical process, ultimately contributing to improved compliance and patient care. By systematically addressing compliance risks, healthcare organizations can foster a culture of accountability and ensure the delivery of safe and high-quality healthcare services.

The platform includes robust document management capabilities, making it easier for organizations to maintain and update policies and procedures as needed to remain in compliance with the latest regulations. The reporting and analytics tools allow organizations to track and monitor compliance efforts, making it easier to identify areas of concern and prioritize remediation activities.

MedTrainer’s learning management system (LMS) enables organizations to deliver compliance training and education to staff, ensuring that employees are well-prepared to meet compliance requirements. The incident management module helps organizations respond effectively to compliance incidents, ensuring that issues are addressed promptly and thoroughly.


WEBINAR: Identifying Compliance Priorities To Make a Big Impact